CLE Center Home  |  FAQs  |  
 
Mental Competence to Stand Trial in Felony Cases Open Article in Another Window
June 2011
Persons charged with crimes cannot be tried if they are incompetent. Both judges and attorneys handling criminal cases must know the process used to determine whether a person is competent.
General Credit
1. Incompetent persons accused of criminal offenses cannot be tried.  True  False
2. Either a defendant’s attorney or a defendant can waive the issue of competence when they have sound strategic reasons for doing so.  True  False
3. If the evidence of a defendant’s guilt at trial is overwhelming, the defendant’s conviction will not be overturned on appeal if it is determined that the defendant was incompetent at the trial.  True  False
4. In California, Penal Code section 1370 governs competence procedures in felony cases, misdemeanor cases are covered by Penal Code sections 1367.1 and 1370.01, and incompetence due to developmental disability are set forth in Penal Code section 1370.1.  True  False
5. The court initiates competence proceedings by “declaring a doubt” about the defendant’s competence and conducting a competency hearing.  True  False
6. The judge need not offer defense counsel an opportunity to state whether counsel believes the defendant to be competent, but, if the judge orders that defense counsel state counsel’s belief regarding the defendant’s competence, counsel must respond.  True  False
7. If the defendant is pro per, the court has the discretion, based on the defendant’s degree of incompetence, to appoint an attorney to assist the defendant in the competence proceedings.  True  False
8. A court must accept an attorney’s opinion that a doubt exists about competence and must initiate competence proceedings in such a situation even if there is no objective substantial evidence of a doubt about a defendant’s competence.  True  False
9. The court can appoint an expert to evaluate the defendant and prepare a non-confidential opinion as to whether a doubt should be declared regarding the defendant’s competence.  True  False
10. A trial court can be reversed for erroneously declaring a doubt even if a competency hearing is actually conducted, but it is unlikely it will be reversed for failing to declare a doubt and failing to start competence proceedings.  True  False
11. If a doubt regarding the defendant’s competence is declared by the court in the middle of a jury trial, the jury must always be discharged.  True  False
12. Once a doubt regarding the defendant’s competence is declared by the court, all court proceedings are suspended.  True  False
13. Despite the fact that the judge that declared the doubt may have greater experience with the defendant and his case, there is no requirement that the competency hearing be conducted by the same judge that declared the doubt.  True  False
14. Since the technical psychological issues involved in a competency determination are best handled by a judge, a defendant has no right to a jury trial to determine competence.  True  False
15. Because a defendant who may be incompetent will often not be able to make a sound determination whether to insist on a jury trial, defense counsel can waive the defendant’s right to jury even over the defendant’s objection.  True  False
16. If the doubt was declared before the preliminary hearing, criminal proceedings resume as 0 of 60 for the preliminary hearing; if the doubt was declared after the preliminary hearing while the defendant was in a trial court, the clock is reset as 0 of 10 to commence trial.  True  False
17. If the defendant is found incompetent to stand trial, the court must “commit” the defendant to an inpatient or outpatient state mental facility for treatment to restore competence.  True  False
18. If the defendant consents to taking antipsychotic medication following his commitment, the court need make no order regarding the defendant’s medication.  True  False
19. The court can order that the defendant be given antipsychotic medication against his or her will only if the court finds that (1) the defendant lacks the capacity to decide whether taking medication is in his best interest; or (2) the defendant poses a danger to himself or others.  True  False
20. In ordering the defendant committed to receive treatment to restore competence, the court must specify the date after which the defendant can no longer be held involuntarily for treatment to restore competence.  True  False