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Securities

Dec. 23, 2000

Risky Business

The Securities and Exchange Commission has adopted a new affirmative defense to insider-trading violations.

        By Keith Paul Bishop
         
        In October, the Securities and Exchange Commission adopted a new "affirmative defense" to insider-trading violations. Many securities professionals are excited about this new defense. Unfortunately, no one seems to have thought about whether a similar defense exists under California law. In fac...

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