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Investments

Jun. 15, 2007

Study Faults Mandatory Securities Arbitration as Anti-Investor

LOS ANGELES - A new study shows investors are losing ground in mandatory arbitration of their complaints with stockbrokers.

By Susan McRae
Daily Journal Staff Writer

      LOS ANGELES - A new study shows investors are losing ground in mandatory arbitration of their complaints with stockbrokers.
      The detailed analysis of 14,000 arbitration cases from the New York Stock Exchange and National Association of Securities Dealers from 1995 to 2004 concludes that individual investors who bring claims against their bro...

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