Securities
Jun. 6, 2014
A new (old) enforcement tool for the SEC
One year into her tenure, SEC Chair Mary Jo White has been publicly touting the bold steps being taken by the agency to keep everyone on their best behavior. By Marc J. Fagel
One year into her tenure as chair of the Securities and Exchange Commission, former criminal prosecutor Mary Jo White has been publicly touting the bold steps being taken by the agency to keep everyone from Wall Street banks to Silicon Valley start-ups on their best behavior: demanding admissions of wrongdoing as a condition of settlement in select cases; targeting both individual executives and corporate entities for ever-more-severe sanctions; ...
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