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Discipline

Jan. 25, 2003

SEC Puts Onus on Lawyers to Report Fraud

SAN FRANCISCO - The Securities and Exchange Commission unanimously approved new rules Thursday requiring corporate lawyers to report financial wrongdoing up a company's ladder of command.

By Joel Rosenblatt
Daily Journal Staff Writer
        SAN FRANCISCO - The Securities and Exchange Commission unanimously approved new rules Thursday requiring corporate lawyers to report financial wrongdoing up a company's ladder of command.
        However, the commissioners tabled for 60 days a more controv...

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