Litigation
Apr. 2, 2014
Men settle SEC cases for trading on spouses' inside information
In separate cases, the Securities and Exchange Commission announced settlements Monday with men who traded on non-public information gleaned from their wives, who both held prominent positions at Silicon Valley companies.
Daily Journal Staff Writer
For two Bay Area men, marriage and money has gotten complicated.
In separate cases, the Securities and Exchange Commission announced settlements Monday with individuals who traded on nonpublic information gleaned from their wives, both of whom held prominent positions at Silicon Valley technology companies.
One netted $140,000 by shorting stocks ahead of a bad financial report, and the ...
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