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U.S. Supreme Court,
Securities,
Civil Litigation,
Corporate,
Constitutional Law

Dec. 4, 2017

About-face on SEC in-house judges is startling

Trump Justice Department is turning its back on decades of history and process to argue that the Security and Exchange Commission's administrative law judges are "officers" requiring appointment under the appointments clause of Article 2 of the U.S. Constitution.

Ronald E. Wood

1st VP/ Senior Attorney
Brown White & Osborn LLP

333 S Hope St
Los Angeles , CA 90071

Email: rwood@brownwhitelaw.com

See more...

About-face on SEC in-house judges is startling
The Securities and Exchange Commission building in Washington, March 23. The Trump administration's new position on the SEC's use of administrative law judges comes as a surprise to many. (New York Times News Service)

OCTOBER 2017 TERM

In what can only be described as a startling about-face, the Trump Justice Department is turning its back on decades of history and process to argue that the Security and Exchange Commission's administrative law judges are "officers" requiring appointment under the appointments clause of Article 2 of the U.S. Constitution. This argument reverses the SEC's long-standing position that these in-house judges, commonly referred to...

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