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Securities
Breach of Fiduciary Duty
Securities Fraud

Roberta Lee Franklin, individually, on behalf of the Downey Brand LLP Employment Retirement Plan FBO Roberta Franklin and on behalf of the Roberta Franklin IRA v. SagePoint Financial Inc, Edward Charles Stadjuhar, Strategic Wealth Advisors Group

Published: May 2, 2015 | Result Date: Mar. 30, 2015 | Filing Date: Jan. 1, 1900 |

Case number: 13-03274 Arbitration –  Respondents

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