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Securities
Breach of Fiduciary Duty
Breach of Supervisory Rules

Roger Scott Talman and Catherine Margaret Talman, individually and as Trustees of the 1990 Talman Family Living Trust UTD 10/22/1990 v. Wells Fargo Clearing Services LLC dba Wells Fargo Advisors LLC, a Delaware limited liability company, Timothy Patrick Cusick

Published: Mar. 15, 2019 | Result Date: Jan. 21, 2019 | Filing Date: Jan. 22, 2018 |
Case number: FINRA: 18-00243 Arbitration –  Expungement Denied

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