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Securities
False Claims Act

State of California, ex rel. Roger Hayes and C. Talbot Heppenstall Jr. v. UBS Securities LLC; Goldman Sachs & Co.; Goldman Sachs & Co. LLC; Citigroup Inc.; Citigroup Global Markets Inc.; Stone & Youngberg LLC; Stifel Financial Corp.; Morgan Stanley & Co. Inc.; Morgan Stanley & Co. LLC; Banc of America Securities LLC; Bank of America Corporation; Merrill Lynch, Pierce, Fenner & Smith Inc., J.P. Morgan Securities LLC; J.P. Morgan Securities Inc., JP Morgan Chase & Co; and Does 1 through 100

Published: Nov. 8, 2019 | Result Date: Apr. 15, 2019 | Filing Date: Nov. 10, 2009 |
Case number: CGC-09-494352

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