Securities
Breach of Fiduciary Duty
Failure to Disclose the Potential Capital Gains Tax Consequences
The Commissioner of Financial Protection and Innovation v. Vanguard Marketing Corporation, The Vanguard Group Inc.
Published: Jul. 25, 2025 | Result Date: Apr. 24, 2025 |Case number: COURT: Department of Financial Protection and Innovation of the State of California Settlement – $135,000,000
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