Securities
Breach of Fiduciary Duty
Misrepresentation
David C. Swedelson and Sandra Gottlieb, trustees of the Swedelson & Gottlieb Cash Balance Plan Trust v. RBC Dain Rauscher n/k/a RBC Capital Markets, LLC and Mitchell Ross Pindus
Published: Nov. 12, 2011 | Result Date: Oct. 17, 2011 | Filing Date: Jan. 1, 1900 |Case number: 10-03270 Arbitration – $10,000
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