57608 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$6,500,000
|
$6,500,000
|
People of the State of Cali... |
Mar. 12, 2011
Feb. 2, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$36,105
|
$36,105
|
Belinda E. Bullock v. Wedbu... |
Mar. 19, 2011
Jan. 27, 2011 |
|
|
Securities
Breach of Promissory Note
Verdict:
$345,382
|
$345,382
Claimant |
Wells Fargo Advisors, LLC v... |
Jul. 17, 2020
Mar. 26, 2020 |
|
|
Securities
Breach of Fiduciary Duty |
Claimant | Paul D. Kuhn v. Jimmy D. Epley |
Aug. 7, 2020
Mar. 27, 2020 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Plaintiff |
Securities and Exchange Com... |
Mar. 5, 2011
Feb. 3, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Voluntary Dismissal |
Joseph J. Bevilacqua, as Tr... |
Mar. 5, 2011
Feb. 5, 2011 |
|
|
Securities
Wrongful Termination
Verdict:
-$1
|
-$1
Defense |
Albert S. Chen v. Deutsche ... |
Mar. 12, 2011
Feb. 3, 2011 |
|
|
Securities
Violations of Exchange Act
Verdict:
$6,300,000
|
$6,300,000
|
U.S. Securities and Exchang... |
Jul. 2, 2011
Jan. 31, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Supplemental Disclosures |
Suzanne Newman, individuall... |
Mar. 1, 2014
Jan. 28, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$117,000,000
|
$117,000,000
|
In re HealthSouth Corp. Sec... |
Feb. 12, 2011
May 12, 2010 |
|
|
Securities
Securities Exchange Act |
Dismissal | David O. Carter | R. Brian Terenzini, individ... |
Jul. 29, 2022
Jun. 9, 2022 |
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Ernest C. Coneen, The Conee... |
Jul. 4, 2014
Jan. 29, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$18,442
|
$18,442
|
Jordan H. Moffet, Margot A.... |
Nov. 27, 2010
Nov. 9, 2010 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Split Decision |
Securities and Exchange Com... |
Nov. 27, 2010
Sep. 24, 2010 |
|
|
Securities
Derivative Suit
Verdict:
$26,650,000
|
$26,650,000
|
Anne D. Manos, James N. Mer... |
Nov. 27, 2010
Sep. 1, 2010 |
|
|
Securities
Fraud
Verdict:
$8,500,000
|
$8,500,000
|
In re Spectranetics Corpora... |
Mar. 5, 2011
Sep. 11, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
John Reber and Brenda Reber... |
Sep. 22, 2012
Aug. 24, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$2,000,000
|
$2,000,000
|
U.S. Securities and Exchang... |
Sep. 29, 2012
Aug. 27, 2012 |
|
|
Securities
Commodities
Verdict:
$85,000,000
|
$85,000,000
|
Minneapolis Firefighters' R... |
Sep. 15, 2012
Jul. 23, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$187,625 in compensatory damages, $63,000 in pre-judgment interest, and $40,000 in attorney fees. |
Todd D. Simon v. Oppenheime... |
Jun. 9, 2012
Sep. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Settlement |
R.L. Wagner Trust - Richard... |
Jun. 2, 2012
May 7, 2012 |
|
|
Securities
Negligence
Verdict:
$94,780
|
$94,780
|
Claire F. Goldsmith Living ... |
Jun. 9, 2012
May 4, 2012 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
City of Pontiac General Emp... |
May 19, 2012
Mar. 30, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$7,500,000
|
$7,500,000
|
In the Matter of Qualcomm Inc. |
Apr. 2, 2016
Mar. 1, 2016 |
|
|
Securities
Sex Discrimination
Verdict:
$78,262
|
$78,262
|
Wendy Austin Rea v. Wedbush... |
Dec. 18, 2010
Nov. 11, 2010 |
|
|
Securities
Fraud
Verdict:
$500,000
|
$500,000
|
William Quiros v. Merrill L... |
Dec. 18, 2010
Nov. 17, 2010 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Maine State Retirement Syst... |
Dec. 18, 2010
Nov. 4, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$19,000,000
|
$19,000,000
|
Dale S. Fischer | Vancouver Alumni Asset Hold... |
Jun. 19, 2020
Apr. 29, 2020 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,977,840
|
$2,977,840
|
Securities and Exchange Com... |
Dec. 13, 2008
Jan. 22, 2008 |
|
|
Securities
Fraud
Verdict:
$4,023,950
|
$4,023,950
|
U.S. Securities and Exchang... |
Nov. 1, 2008
Jan. 29, 2008 |