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57608 Rulings

Topic Case Name Published / Result

Securities

Securities
Negligent Misrepresentation
Verdict: $3,850,000
Baldwin, et al. v. Greenber... Nov. 23, 1993
    Oct. 26, 1993
Securities
Breach of Fiduciary Duty
Verdict: -$1
Martha C. Campbell, persona... Oct. 9, 2010
    Sep. 17, 2010
Securities
Breach of Fiduciary Duty
Barbara Freeman v. J.P. Mor... Feb. 1, 2019
    Dec. 4, 2018
Securities
Fraud
Verdict: -$1
James P. Beaty, Trustee of ... Oct. 9, 2010
    Sep. 14, 2010
Securities
Breach of Fiduciary Duty
Verdict: $49,000
Maimoona Mirdad v. Wachovia... Oct. 9, 2010
    Sep. 13, 2010
Securities
Breach of Fiduciary Duty
Verdict: $85,061
Ifrach Family Trust Number ... Oct. 9, 2010
    Sep. 7, 2010
Securities
Expungement
Sonny Hamesh Gulati v. UBS ... Feb. 1, 2019
    Dec. 3, 2018
Securities
Breach of Fiduciary Duty
Verdict: -$1
In re Wireless Facilities I... Oct. 9, 2010
    Apr. 29, 2010
Securities
Securities Fraud
Verdict: -$1
Thomas A. Seaman, in his ca... Feb. 14, 2015
    Apr. 28, 2014
Securities
Breach of Fiduciary Duty
Verdict: -$1
Robert N. Stephens Living T... Mar. 26, 2011
    Feb. 14, 2011
Securities
Breach of Contract
Verdict: $100,000
Anthony Cowan, Jennifer Cow... Jun. 28, 2014
    Jun. 6, 2014
Securities
Securities Fraud
Verdict: -$1
Melvin R. Aoki, Melvin R. A... Mar. 19, 2011
    Feb. 3, 2011
Securities
Employment
Verdict: $1,282,020
Wells Fargo Advisors LLC v.... Jun. 28, 2014
    Jun. 10, 2014
Securities
Securities Fraud
Verdict: $6,500,000
People of the State of Cali... Mar. 12, 2011
    Feb. 2, 2011
Securities
Securities Fraud
Verdict: $36,105
Belinda E. Bullock v. Wedbu... Mar. 19, 2011
    Jan. 27, 2011
Securities
Breach of Fiduciary Duty
Verdict: -$1
Wilson Humphries Jr., Carol... Nov. 1, 2014
    Oct. 3, 2014
Securities
Securities Fraud
Verdict: -$1
Securities and Exchange Com... Mar. 5, 2011
    Feb. 3, 2011
Securities
Commodities
Verdict: -$1
Amylin Pharmaceuticals Inc.... Dec. 3, 2011
    Nov. 9, 2011
Securities
Breach of Fiduciary Duty
Larry Haberkorn v. Wells Fa... Sep. 1, 2017
    Jun. 22, 2017
Securities
Breach of Promissory Note
Verdict: $6,796,240
Barclays Capital Inc. v. Ma... Nov. 1, 2014
    Oct. 3, 2014
Securities
Breach of Fiduciary Duty
Verdict: $17,361
Wells Fargo Advisors LLC fo... Sep. 18, 2010
    Aug. 22, 2010
Securities
Breach of Fiduciary Duty
Verdict: -$1
Nickie Lee Silk as trustee ... Sep. 18, 2010
    Aug. 10, 2010
Securities
Breach of Fiduciary Duty
Verdict: -$1
Joseph J. Bevilacqua, as Tr... Mar. 5, 2011
    Feb. 5, 2011
Securities
Wrongful Termination
Verdict: -$1
Albert S. Chen v. Deutsche ... Mar. 12, 2011
    Feb. 3, 2011
Securities
Breach of Fiduciary Duty
Verdict: -$1
Vickie Tedesco Parrish, ind... Oct. 1, 2011
    Jul. 18, 2011
Securities
Violations of Exchange Act
Verdict: $6,300,000
U.S. Securities and Exchang... Jul. 2, 2011
    Jan. 31, 2011
Securities
Breach of Fiduciary Duty
Verdict: -$1
Barbara J. Wammer, individu... Sep. 11, 2010
    Aug. 12, 2010
Securities
Stocks
Verdict: -$1
Christopher D. White v. Ric... Feb. 15, 2014
    Jan. 28, 2014
Securities
Breach of Duty
Verdict: $9,400
Martin Feins, Trustee of th... Dec. 8, 2017
    Nov. 7, 2017
Securities
Breach of Fiduciary Duty
Verdict: $15,368
William A. Tudor and Kathle... Jul. 10, 2010
    Jun. 4, 2010