57608 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty |
Dismissal | Phyllis J. Hamilton | Lauren Marie Barbiero, et a... |
Jul. 29, 2022
Jun. 8, 2022 |
|
Securities
Negligence
Verdict:
$323,122
|
$323,122
|
D Vollstedt & S Vollstedt T... |
Oct. 1, 2011
Jul. 12, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,200,000
|
$1,200,000
|
Henry Kankowski, Patrice Ka... |
Sep. 24, 2011
Jul. 5, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$200,000
|
$200,000
|
Robert W. Ralston, Susan B.... |
Sep. 24, 2011
Jul. 1, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Susan Inbar-Grecco, individ... |
Sep. 24, 2011
Jul. 5, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Respondent |
Linden Pasadena Properties,... |
Dec. 31, 2010
Dec. 2, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Leo David, Ruth David, R&D ... |
Sep. 24, 2011
Jul. 8, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Richard A. Orkin, individua... |
Sep. 24, 2011
Jul. 16, 2011 |
|
|
Securities
Breach of Contract
Verdict:
$276,590
|
$276,590
|
Banc of America Investment ... |
Sep. 24, 2011
Jun. 24, 2011 |
|
|
Securities
Breach of Contract
Verdict:
$115,000
|
$115,000
|
Jessica Andrews-Kunst v. Ch... |
Jun. 23, 2012
May 4, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Michael Pope, Maxine O. Pop... |
Jun. 29, 2013
Jun. 13, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Permanent Injunction |
Securities and Exchange Com... |
Oct. 18, 2014
Jul. 25, 2014 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
John Yarbrough v. Citigroup... |
Jan. 16, 2010
Dec. 10, 2009 |
|
|
Securities
Breach of Duty
Verdict:
$1,545,000
|
$1,545,000
|
First AFG Financial v. Prio... |
May 15, 2010
Jul. 8, 2009 |
|
|
Securities
Breach of Contract
Verdict:
$2,490,270
|
$2,490,270
|
Morgan Keegan & Company Inc... |
Aug. 23, 2014
Aug. 1, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$193,163
|
$193,163
|
Michael Armstrong, Michael ... |
Sep. 24, 2011
Jun. 22, 2011 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
$115,397.26 |
Daniel L. Villanueva Family... |
Sep. 24, 2011
Jun. 27, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,200,000
|
$1,200,000
|
Otis D. Wright II | Noe Barocio, Salvador Baroc... |
Dec. 14, 2018
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In Re ECOtality Inc. Securi... |
Oct. 25, 2014
Sep. 16, 2014 |
|
|
Securities
Commodities
Verdict:
$3,000,000
|
$3,000,000
|
Securities and Exchange Com... |
Apr. 30, 2011
Mar. 22, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claims Denied |
Muri Trust, Mary K. Byrnes,... |
Oct. 1, 2011
Jul. 19, 2011 |
|
|
Securities
Commodities
Verdict:
$125,000,000
|
$125,000,000
|
New Orleans Employees' Reti... |
Sep. 24, 2011
Jul. 7, 2011 |
|
|
Securities
Broker Negligence
Verdict:
$25,000
|
$25,000
|
Dolores Shira v. ML Stern &... |
Oct. 29, 2002
Aug. 27, 2002 |
|
|
Securities
Breach of Promissory Note
Verdict:
$124,136
|
$124,136
|
Wachovia Securities LLC v. ... |
Jan. 8, 2011
Dec. 2, 2010 |
|
|
Securities
Fraud
Verdict:
$249,071
|
$249,071
|
Kent E. Wilson, Michael D. ... |
Jul. 8, 2006
May 10, 2006 |
|
|
Securities
Negligence
Verdict:
$128,000
|
$128,000
|
Ashok Rao v. Ivan Dario Ang... |
Oct. 11, 2014
Sep. 22, 2014 |
|
|
Securities
Stocks
Verdict:
$329,239
|
$329,239
|
Joan Kushner, Michael Eggim... |
Sep. 22, 2012
Aug. 30, 2012 |
|
|
Securities
Fraud and Deceit |
Respondents | Elliott D. Finkel | Richard Long v. Ruben Cavad... |
Feb. 2, 2018
Dec. 29, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
Georgia Alexander v. Citigr... |
Dec. 14, 2013
Apr. 10, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$32,500,000
|
$32,500,000
|
Massachusetts Bricklayers a... |
May 19, 2012
Apr. 24, 2012 |