57608 Rulings
Topic | Verdict | Judge / ADR | Case Name | Published / Result |
---|---|---|---|---|
Securities |
||||
Securities
Securities Fraud
Verdict:
$30,000,000
|
$30,000,000
|
Jon S. Tigar | In re: Splunk Inc. Securiti... |
Sep. 22, 2023
Feb. 7, 2023 |
Securities
Securities Exchange Act
Verdict:
$1,000,000
|
$1,000,000
|
Jon S. Tigar | Inchen Huang, individually ... |
Dec. 30, 2022
Aug. 29, 2022 |
Securities
Breach of Contract
Verdict:
$980,000
|
$980,000
|
Ellen S. Foster v. Matthew ... |
Jan. 14, 2012
Dec. 12, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Robert Blakeman and Anne Bl... |
Jul. 26, 2014
Jun. 27, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$12,206
|
$12,206
|
William W. Steckbauer, Trus... |
Oct. 15, 2011
Jan. 1, 2011 |
|
Securities
Suitability
Verdict:
-$1
|
-$1
Dismissal |
Donald Sehmel and Mary Sehm... |
Jun. 15, 2013
Jun. 3, 2013 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
The Hextall Family Living T... |
Jul. 19, 2014
Jun. 26, 2014 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
The Brown Revocable Living ... |
Oct. 1, 2011
Jul. 14, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Charles Liotta Trust dated ... |
Jul. 12, 2014
Jun. 24, 2014 |
|
Securities
Securities Exchange Act
Verdict:
$25,000,000
|
$25,000,000
|
Haywood S. Gilliam Jr. | In re: Lyft Inc. Securities... |
Nov. 17, 2023
Aug. 9, 2023 |
Securities
Breach of Fiduciary Duty
Verdict:
$80,030
|
$80,030
|
David Jeffrey Herman v. Mos... |
Jun. 23, 2012
Oct. 10, 2011 |
|
Securities
Breach of Contract
Verdict:
$100,000
|
$100,000
|
Anthony Cowan, Jennifer Cow... |
Jun. 28, 2014
Jun. 6, 2014 |
|
Securities
Negligence |
Expungement Denied | Joseph C. Watson | Beverly Symms, individually... |
Jun. 28, 2019
May 13, 2019 |
Securities
Employment
Verdict:
$1,282,020
|
$1,282,020
|
Wells Fargo Advisors LLC v.... |
Jun. 28, 2014
Jun. 10, 2014 |
|
Securities
Securities Exchange Act
Verdict:
$7,000,000
|
$7,000,000
|
Haywood S. Gilliam Jr. | In Re Aqua Metals Inc. Secu... |
Mar. 25, 2022
Mar. 8, 2022 |
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Alliance Semiconductor Corp... |
Nov. 26, 2011
Nov. 5, 2011 |
|
Securities
Breach of Fiduciary Duty |
Expungement | Herbert Liberman | Joan Haevernick v. Merrill ... |
Aug. 25, 2017
Jun. 28, 2017 |
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents, Counter-Respondents |
Rina Schwarz, individually,... |
Sep. 4, 2010
Aug. 12, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$338,646 (plus interest) |
Lim Cheng Low, Lee Fang Ng ... |
Sep. 4, 2010
Aug. 12, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$253,843
|
$253,843
|
Amnon Kawa, Amva Holdings, ... |
Sep. 4, 2010
Aug. 4, 2010 |
|
Securities
Negligence
Verdict:
$323,122
|
$323,122
|
D Vollstedt & S Vollstedt T... |
Oct. 1, 2011
Jul. 12, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Alfred L. Davenport Jr., in... |
Sep. 4, 2010
Aug. 7, 2010 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$23,761
|
$23,761
|
Securities and Exchange Com... |
Jul. 30, 2011
Jun. 8, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Eric T. Besag, Eric T. Besa... |
Feb. 19, 2011
Jan. 6, 2011 |
|
Securities
Suitability
Verdict:
$6,121
|
$6,121
|
Michael Bodnar v. Sagepoint... |
Nov. 15, 2014
Oct. 20, 2014 |
|
Securities
Unfair Competition
Verdict:
$100,000,000
|
$100,000,000
|
Federal Trade Commission v.... |
Jan. 7, 2017
Dec. 19, 2016 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,200,000
|
$1,200,000
|
Henry Kankowski, Patrice Ka... |
Sep. 24, 2011
Jul. 5, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$200,000
|
$200,000
|
Robert W. Ralston, Susan B.... |
Sep. 24, 2011
Jul. 1, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Susan Inbar-Grecco, individ... |
Sep. 24, 2011
Jul. 5, 2011 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Leo David, Ruth David, R&D ... |
Sep. 24, 2011
Jul. 8, 2011 |