57608 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Michael McPhail, Robert Bar... |
Mar. 7, 2009
Nov. 10, 2008 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Michael M. Hachigian | William and Henry Associate... |
Mar. 1, 2019
Jan. 7, 2019 |
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Justin Todd Miller v. Union... |
Aug. 23, 2014
Aug. 7, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denied |
Dennis Rosenstock v. UBS Fi... |
Jan. 17, 2009
Dec. 17, 2008 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$80,000
|
$80,000
|
Daniel Hurley v. Northeast ... |
Jan. 17, 2009
Dec. 2, 2008 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$138,200
|
$138,200
|
Sterling Casualty Insurance... |
Jan. 24, 2009
Dec. 19, 2008 |
|
|
Securities
Expungement |
Expungement | Barbara M. Zak | Adam Scot Goldstein v. Amer... |
Mar. 1, 2019
Dec. 28, 2018 |
|
Securities
Breach of Duty
Verdict:
$800,000
|
$800,000
|
Allen Paulson Living Trust ... |
Jun. 20, 2009
Feb. 25, 2009 |
|
|
Securities
Expungement |
Expungement | Richard J. Kaplan | Marc Layne Lowell v. Argent... |
Jun. 21, 2019
Apr. 23, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Kurt Bochner, individually ... |
Oct. 1, 2011
Jul. 20, 2011 |
|
|
Securities
Securities Exchange Act |
Dismissal | Philip S. Gutierrez | In re: Pharmacielo Ltd. Sec... |
Dec. 9, 2022
Jan. 12, 2022 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
Brocade Communications Syst... |
Jan. 17, 2009
Dec. 12, 2008 |
|
|
Securities
Breach of Contract
Verdict:
$2,490,270
|
$2,490,270
|
Morgan Keegan & Company Inc... |
Aug. 23, 2014
Aug. 1, 2014 |
|
|
Securities
Expungement |
Expungement | Kirtley M. Thiesmeyer | Matthew Martin Howley v. Me... |
Apr. 5, 2019
Mar. 4, 2019 |
|
Securities
Securities Fraud
Verdict:
$35,000
|
$35,000
|
Sallie Kim | Securities and Exchange Com... |
Jun. 5, 2020
Apr. 27, 2020 |
|
Securities
Breach of Contract |
Dismissal | Robert E. Jenks Jr. | Justin Williams v. J.P. Mor... |
Apr. 12, 2019
Feb. 20, 2019 |
|
Securities
Expungement |
Claimant | George L. Tindall | Gal Sherman v. Equity Servi... |
Dec. 20, 2019
Oct. 10, 2019 |
|
Securities
Securities Fraud
Verdict:
$542,121
|
$542,121
|
Josephine L. Staton | Securities and Exchange Com... |
Jan. 17, 2025
Sep. 12, 2024 |
|
Securities
Securities Exchange Act |
Dismissal | Edward J. Davila | In re Facebook Inc. Securit... |
Jan. 7, 2022
Dec. 20, 2021 |
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
John Phillip Toman Jr. v. M... |
Jul. 6, 2013
Jun. 14, 2013 |
|
|
Securities
Verdict:
$150,000,000
|
$150,000,000
|
People of the State of Cali... |
Jun. 5, 2020
Apr. 25, 2019 |
|
|
Securities
Securities Fraud |
Respondent | Theresa Taylor v. Interacti... |
Feb. 7, 2020
Oct. 31, 2019 |
|
|
Securities
Securities Exchange Act |
Permanent Injunction | Percy Anderson | Securities and Exchange Com... |
Aug. 12, 2022
May 27, 2022 |
|
Securities
Securities Exchange Act |
Defense | Philip S. Gutierrez | Terrence Peters, Individua... |
Dec. 9, 2022
Jul. 13, 2021 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Respondent |
Julienne Ambrose v. Citigro... |
Feb. 11, 2017
Dec. 13, 2016 |
|
|
Securities
Securities Exchange Act |
Dismissal | Vince G. Chhabria | Jeffrey Toole, Individually... |
Feb. 3, 2023
Oct. 20, 2022 |
|
Securities
Securities Exchange Act
Verdict:
$1,181,868
|
$1,181,868
|
Philip S. Gutierrez | Securities and Exchange Com... |
Jun. 18, 2021
May 7, 2021 |
|
Securities
Securities Exchange Act |
Dismissal | Dale S. Fischer | In Re: Genius Brands Intern... |
Dec. 9, 2022
Jul. 15, 2022 |
|
Securities
Securities Fraud |
Dismissal | Susan G. Van Keulen | Mark Feathers v. U.S. Secur... |
Jun. 21, 2024
Mar. 19, 2024 |
|
Securities
Expungement |
Claimant | Steven Phillip Margulin v. ... |
Jun. 19, 2020
Apr. 16, 2020 |