57608 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act |
Dismissal | Charles R. Breyer | In re: Eargo Inc. Securitie... |
Feb. 9, 2024
Oct. 12, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$386,144
|
$386,144
|
Diane Ford, Martha Nelson, ... |
Jun. 4, 2016
Feb. 9, 2016 |
|
|
Securities
Fraud
Verdict:
$0
|
$0
|
Paul H. Alvarado | Kennilworth Partners v. Cri... |
Nov. 15, 2001
Oct. 10, 2001 |
|
Securities
Defamation
Verdict:
$400,000
|
$400,000
|
Arthur T. Berggren | Michael William Sexton v. B... |
Feb. 9, 2018
Dec. 28, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Joseph E. Czarnecki, Nancy ... |
Feb. 8, 2014
Jan. 14, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$105,000,000
|
$105,000,000
|
In Re: Medical Capital Secu... |
Feb. 15, 2014
Apr. 30, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$6,283,079
|
$6,283,079
|
Richard Seeborg | Securities and Exchange Com... |
Apr. 11, 2025
Jul. 25, 2024 |
|
Securities
Breach of Contract
Verdict:
$26,050
|
$26,050
|
U.S. Bancorp Investments In... |
Oct. 13, 2012
Sep. 11, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$127,000
|
$127,000
|
Melvin Dias, Evelyn Dias v.... |
Aug. 21, 2010
Jul. 20, 2010 |
|
|
Securities
Negligence |
Expungement | Walter S. Schwartz | Janet E. Russ, individually... |
Jan. 12, 2018
Jul. 26, 2017 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Permanent Injunction |
Securities and Exchange Com... |
Feb. 7, 2015
Aug. 1, 2014 |
|
|
Securities
Securities Exchange Act |
Dismissal | Jeffrey S. White | York County on behalf of th... |
Feb. 3, 2023
Mar. 3, 2022 |
|
Securities
Securities Exchange Act |
Defense | Philip S. Gutierrez | Terrence Peters, Individua... |
Dec. 9, 2022
Jul. 13, 2021 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
City of Pontiac General Emp... |
May 19, 2012
Mar. 30, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$1,050,000
|
$1,050,000
|
County of Alameda, City of ... |
Feb. 18, 2012
Jan. 6, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$14,629
|
$14,629
|
Harold Edmonson v. First Mi... |
Apr. 5, 2014
Mar. 7, 2014 |
|
|
Securities
NASD
Verdict:
$103,643
|
$103,643
|
Reza and Saba Mokhtari v. C... |
Dec. 2, 2006
Sep. 8, 2006 |
|
|
Securities
Breach of Contract
Verdict:
$8,011,530
|
$8,011,530
|
Amit Gupta v. Morgan Stanle... |
Sep. 21, 2013
Aug. 29, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Soleiman Ghalili v. Steven ... |
May 28, 2016
Mar. 28, 2016 |
|
|
Securities
Unfair Competition
Verdict:
-$1
|
-$1
Respondent |
Wells Fargo Advisors LLC v.... |
May 4, 2013
Apr. 18, 2013 |
|
|
Securities
Expungement |
Expungement | Isidro Z. Miramontes v. Mor... |
Mar. 20, 2020
Nov. 25, 2019 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$127,000
|
$127,000
|
William M. Samsel | Pamela Palmer v. Morgan Sta... |
May 17, 2019
Apr. 2, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Janet Garcie, Walter Grossk... |
Jun. 23, 2012
May 31, 2012 |
|
|
Securities
Violation of the Securities Act
Verdict:
$2,700,000
|
$2,700,000
|
Jeff Feyko, individually an... |
May 10, 2014
Mar. 7, 2014 |
|
|
Securities
Breach of Contract |
Respondent | Brian B. Torsney Sr. | Bradley Aaron Sayre v. J.P.... |
Jan. 12, 2018
Aug. 3, 2017 |
|
Securities
Expungement |
Expungement | Thomas D. Reese | Richard M. Del Monte v. Sec... |
Mar. 1, 2019
Jan. 10, 2019 |
|
Securities
Violation of the Securities Act
Verdict:
$301,875
|
$301,875
|
Randall A. Tommerup, indivi... |
Jun. 1, 2013
Apr. 1, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Rhonda Grallnick v. Charles... |
Apr. 15, 2017
Mar. 8, 2017 |
|
|
Securities
Employment
Verdict:
-$1
|
-$1
$411,624 to Respondent |
Charles Tom Lawson v. Morga... |
May 17, 2014
Apr. 21, 2014 |
|
|
Securities
Negligent Misrepresentation |
Expungement | Michael Harrison | Charles W. Morgan, individu... |
Oct. 6, 2017
Aug. 22, 2017 |