57608 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act
Verdict:
$102,500,000
|
$102,500,000
|
Edward J. Davila | William Lamartina, individu... |
May 30, 2025
Nov. 26, 2024 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$437,626
|
$437,626
|
Manuel Bernal, Jean Bernal,... |
Oct. 22, 2011
Jul. 25, 2011 |
|
|
Securities
Securities Fraud
Verdict:
$12,000,000
|
$12,000,000
|
Pension Trust Fund for Oper... |
Nov. 9, 2013
Sep. 25, 2013 |
|
|
Securities
Commodities |
Dismissal | M. James Lorenz | Hodl Law PLLC v. Securities... |
Nov. 10, 2023
Jul. 28, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Dan Katz, Peter Van Nuis an... |
Dec. 31, 2011
Dec. 6, 2011 |
|
|
Securities
Fraud
Verdict:
$327,245
|
$327,245
|
Laurence Rivkin, individual... |
Dec. 12, 2009
Sep. 30, 2009 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal with leave to amend |
Thomas J. Primo v. Pacific ... |
May 4, 2013
Apr. 15, 2013 |
|
|
Securities
Expungement |
Expungement | Michael E. Rohde | Richard Brian French v. Mo... |
Jan. 26, 2018
Dec. 11, 2017 |
|
Securities
Breach of Contract
Verdict:
$326,176
|
$326,176
|
Credit Suisse Securities (U... |
Jan. 29, 2011
Dec. 30, 2010 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Aramis Seferian v. Antonio ... |
Mar. 26, 2011
Feb. 18, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Jack F. Immel, individually... |
Jan. 14, 2012
Dec. 17, 2011 |
|
|
Securities
Fraud
Verdict:
$0
|
$0
|
Paul H. Alvarado | Kennilworth Partners v. Cri... |
Nov. 15, 2001
Oct. 10, 2001 |
|
Securities
Violations of Exchange Act
Verdict:
$3,000,000
|
$3,000,000
|
Roger Wheeler and Paul Whee... |
Jun. 25, 2011
Mar. 25, 2011 |
|
|
Securities
Breach of Duty |
Respondent | Thomas Hirsch v. Merrill Ly... |
Jul. 17, 2020
Mar. 24, 2020 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Dismissal |
OC Partners Inc. v. RBC Dai... |
May 12, 2012
Oct. 6, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$177,792
|
$177,792
|
Karen E. Rey v. Wedbush Sec... |
May 7, 2011
Mar. 25, 2011 |
|
|
Securities
Expungement |
Expungement | Matt Ward v. Euro Pacific C... |
May 24, 2019
Apr. 16, 2019 |
|
|
Securities
NASD
Verdict:
-$1
|
-$1
Defense |
William Feinstein v. Merril... |
Dec. 9, 2006
Sep. 21, 2006 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Equitable Settlement |
Wells Fargo Advisors Financ... |
Jan. 29, 2011
Dec. 29, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,588,900
|
$1,588,900
|
Edward A. Blank, Doreen Bak... |
Mar. 22, 2014
Mar. 4, 2014 |
|
|
Securities
Expungement |
Expungement | Elliott D. Finkel | David Hunt v. Merrill Lynch... |
Apr. 10, 2020
Feb. 24, 2020 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Blue Cross and Blue Shield ... |
Sep. 13, 2014
Mar. 25, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,500,000
|
$1,500,000
|
Patricia Tynan Chapman, ind... |
Dec. 31, 2010
Nov. 29, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$62,500,000
|
$62,500,000
|
The City of Farmington Hill... |
Sep. 13, 2014
Aug. 18, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$2,819,692
|
$2,819,692
|
Jeffrey S. White | Securities and Exchange Com... |
Jun. 24, 2022
Apr. 11, 2022 |
|
Securities
Securities Fraud |
Dismissal | R. Gary Klausner | Edward A. Berg, individuall... |
Nov. 5, 2021
Jan. 25, 2021 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Kelsey Phipps Living Trust ... |
Apr. 1, 2006
Dec. 24, 2005 |
|
|
Securities
Securities Fraud
Verdict:
$13,250,000
|
$13,250,000
|
Western Pennsylvania Electr... |
Jun. 14, 2014
Apr. 22, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$6,750,000
|
$6,750,000
|
Claudia Wilken | In re: GoPro Stockholder De... |
Jan. 6, 2023
Jul. 28, 2021 |
|
Securities
Securities Exchange Act |
Dismissal | Anthony J. Battaglia | In re: Acadia Pharmaceutica... |
Dec. 30, 2022
Jan. 3, 2022 |