57592 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$4,735,840
|
$4,735,840
|
Securities and Exchange Com... |
Sep. 27, 2014
Aug. 14, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Lewis Wilder, as Trustee fo... |
Oct. 18, 2014
Mar. 31, 2014 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Gregory Allen Headrick v. U... |
May 30, 2013
May 19, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert Scott Rose v. Sanah ... |
Apr. 10, 2010
Mar. 12, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000,000
|
$100,000,000
|
Jeffrey S. Ross | Timothy Himstreet and Monti... |
Aug. 22, 2025
Jul. 24, 2025 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Jeanette Andreas, Joel Andr... |
Aug. 21, 2010
Jul. 15, 2010 |
|
|
Securities
Breach of Promissory Note
Verdict:
$323,353
|
$323,353
|
Herbert A. Schwartz | Morgan Stanley Smith Barney... |
Oct. 6, 2017
Aug. 7, 2017 |
|
Securities
Breach of Fiduciary Duty |
Expungement | David A. Schuler | Ellen E. Robertson v. Morga... |
Jan. 12, 2018
Aug. 2, 2017 |
|
Securities
NASD
Verdict:
-$1
|
-$1
Defense |
Darrell Lake, Executor for ... |
Nov. 18, 2006
Sep. 14, 2006 |
|
|
Securities
Securities Fraud
Verdict:
$40,000,000
|
$40,000,000
|
In re Sanofi-Aventis Securi... |
Feb. 8, 2014
Sep. 23, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Felyce Thomas v. James B. C... |
Nov. 28, 2015
Oct. 29, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$100,000
|
$100,000
|
Young Soo So v. Shin Han Gl... |
Mar. 31, 2007
Feb. 6, 2007 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Mark Robert Fasano, UBS Fin... |
May 24, 2014
May 1, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Gene A. and Janice M. Hedlu... |
Oct. 29, 2011
Oct. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$685,579
|
$685,579
|
Ralph A. Cotton | Bonnie Bolle, individually ... |
Jan. 26, 2018
Dec. 20, 2017 |
|
Securities
Securities Exchange Act
Verdict:
$102,500,000
|
$102,500,000
|
Edward J. Davila | William Lamartina, individu... |
May 30, 2025
Nov. 26, 2024 |
|
Securities
Expungement |
Claimant | David Anthony Pickler v. UB... |
Feb. 14, 2020
Dec. 6, 2019 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents |
Ken Sirls v. Wachovia Secur... |
Apr. 10, 2010
Mar. 1, 2010 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Michael Szymanski and Beth ... |
Apr. 14, 2007
Jan. 19, 2007 |
|
|
Securities
Fraud
Verdict:
$7,000,000
|
$7,000,000
|
In re Basin Water Inc. Secu... |
Jun. 27, 2009
Mar. 12, 2009 |
|
|
Securities
Securities Fraud
Verdict:
$24,000,000
|
$24,000,000
|
William H. Alsup | Julia Junge and Richard Jun... |
Oct. 21, 2022
Sep. 6, 2022 |
|
Securities
NASD
Verdict:
-$1
|
-$1
Respondent. |
Bob T. Hall and Mariah G. H... |
Nov. 18, 2006
Sep. 25, 2006 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
David Baratko v. Banc of Am... |
Jan. 5, 2013
Dec. 11, 2012 |
|
|
Securities
Derivative Suit
Verdict:
-$1
|
-$1
Equitable Agreement |
In re Sequenom, Inc. Deriva... |
Sep. 25, 2010
Jul. 26, 2010 |
|
|
Securities
Breach of Contract
Verdict:
$1,500,000
|
$1,500,000
|
Bruce Wiegand v. Wachovia S... |
Apr. 14, 2007
Dec. 28, 2006 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Rackable Systems Inc.... |
Sep. 25, 2010
Sep. 8, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$61,000,000
|
$61,000,000
|
Aurum STS Aggressive Tradin... |
Oct. 29, 2011
Oct. 6, 2011 |
|
|
Securities
NASD
Verdict:
-$1
|
-$1
Defense |
Robert Paul v. Peter Shieh ... |
Nov. 18, 2006
Sep. 7, 2006 |
|
|
Securities
Violations of Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Michael Fairservice, Locals... |
May 11, 2013
Jun. 22, 2012 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Donald Adams, Suvawinds Inc... |
Feb. 11, 2017
Dec. 5, 2016 |