57592 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Employment
Verdict:
$4,286,120
|
$4,286,120
|
Michael Paul Farah v. Wedbu... |
Oct. 12, 2013
Sep. 25, 2013 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Dana K. Anderson and Nancy ... |
Oct. 12, 2013
Sep. 25, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$30,000,000
|
$30,000,000
|
Jon S. Tigar | In re: Splunk Inc. Securiti... |
Sep. 22, 2023
Feb. 7, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,405,390
|
$1,405,390
|
Jane Ellison Usher, both in... |
Dec. 17, 2011
Nov. 29, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Denial |
Gene A. and Janice M. Hedlu... |
Oct. 29, 2011
Oct. 7, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$61,000,000
|
$61,000,000
|
Aurum STS Aggressive Tradin... |
Oct. 29, 2011
Oct. 6, 2011 |
|
|
Securities
Expungement |
Claimant | George L. Tindall | Gal Sherman v. Equity Servi... |
Dec. 20, 2019
Oct. 10, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$6,215
|
$6,215
|
Vincent R. and Tracie D. He... |
Oct. 29, 2011
Oct. 7, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
Allianz Risk Transfer Inc.,... |
Nov. 15, 2014
Oct. 30, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$7,000,000
|
$7,000,000
|
Beth L. Freeman | In re Extreme Networks Inc.... |
Apr. 5, 2019
Nov. 30, 2018 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
D.L. Gai, Trustee of the Ga... |
Dec. 21, 2013
Nov. 20, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$1,618,880
|
$1,618,880
|
Preferred Scan Inc., Alex N... |
Mar. 7, 2015
Jan. 27, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$7,924,240
|
$7,924,240
|
Securities and Exchange Com... |
May 25, 2013
Apr. 26, 2013 |
|
|
Securities
Negligent Misrepresentation
Verdict:
$3,850,000
|
$3,850,000
|
Anne Ellington | Baldwin, et al. v. Greenber... |
Nov. 23, 1993
Oct. 26, 1993 |
|
Securities
Breach of Contract
Verdict:
$120,362
|
$120,362
|
Morgan Stanley Smith Barney... |
Sep. 24, 2011
May 3, 2011 |
|
|
Securities
Fraud
Verdict:
$726,000
|
$726,000
|
Michael L. Stern | Linda Wang v. Charles Xue |
Sep. 3, 2005
Apr. 6, 2005 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Settlement |
Metal Finishing Association... |
Sep. 17, 2011
Jun. 9, 2011 |
|
|
Securities
Breach of Fiduciary Duty |
Equitable Settlement | Thomas E. Kuhnle | Robert Shaffer, derivativel... |
Apr. 5, 2019
Jan. 18, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$20,000
|
$20,000
|
Richard Watts, Sally W. Wat... |
Sep. 17, 2011
Jun. 17, 2011 |
|
|
Securities
Expungement |
Expungement | Mary M. Bush | Stephen Mark Seewer v. Well... |
Mar. 1, 2019
Dec. 17, 2018 |
|
Securities
Unfair Competition
Verdict:
$3,800,000
|
$3,800,000
|
David Smith, individually a... |
Dec. 31, 2011
Dec. 7, 2011 |
|
|
Securities
Expungement |
Expungement | Charles Michaels | Jon Ronald Springer v. Cete... |
Feb. 2, 2018
Dec. 18, 2017 |
|
Securities
Breach of Fiduciary Duty |
Expungement | Thomas L. Marshall | Norman Lipson v. RBC Capita... |
Apr. 5, 2019
Feb. 7, 2019 |
|
Securities
Fraud
Verdict:
$338,000
|
$338,000
|
Rose Kramer, Stanley Kramer... |
Jun. 16, 2012
May 25, 2012 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Liability only |
Securities and Exchange Com... |
Jul. 21, 2007
Mar. 7, 2007 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Barnard Lewis Family Trust ... |
Jun. 30, 2012
May 29, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$15,500,000
|
$15,500,000
|
In re Bridgepoint Education... |
Feb. 6, 2016
Dec. 21, 2015 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Dismissal |
Joel Krieger v. Atheros Com... |
Jul. 7, 2012
May 29, 2012 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
In Re Google Inc. Sharehold... |
Jan. 23, 2016
Dec. 9, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
John C. Wisener III, truste... |
Oct. 18, 2014
Sep. 26, 2014 |