57592 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Exchange Act
Verdict:
$22,482,300
|
$22,482,300
|
Securities and Exchange Com... |
May 31, 2014
May 15, 2014 |
|
|
Securities
Negligence
Verdict:
$36,817,300
|
$36,817,300
|
Linda J. Beeson, et al. v. ... |
Apr. 11, 2015
Dec. 12, 2014 |
|
|
Securities
Negligence
Verdict:
$309,750
|
$309,750
|
Paul Azarian, Loreta Azaria... |
Apr. 12, 2014
Mar. 21, 2014 |
|
|
Securities
Fraud
Verdict:
$726,000
|
$726,000
|
Michael L. Stern | Linda Wang v. Charles Xue |
Sep. 3, 2005
Apr. 6, 2005 |
|
Securities
Securities Exchange Act
Verdict:
$102,500,000
|
$102,500,000
|
Edward J. Davila | William Lamartina, individu... |
May 30, 2025
Nov. 26, 2024 |
|
Securities
Securities Fraud
Verdict:
$100,000,000
|
$100,000,000
|
In re HP Securities Litigation |
Jul. 18, 2015
Jun. 9, 2015 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Denial |
Robert Stafford Sr., Cynthi... |
Dec. 17, 2011
Nov. 16, 2011 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Robert C. Kraynak, Robert C... |
May 2, 2015
Mar. 24, 2015 |
|
|
Securities
Sale of Business
Verdict:
$301,000
|
$301,000
|
Ernest M. Hiroshige | Robert Sagehorn, Thomas Sag... |
Sep. 3, 2005
Jul. 1, 2005 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondents |
Gary Maag v. Charles Schwab... |
Dec. 31, 2010
Dec. 7, 2010 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
$65,000 as to respondents; $565,064 as to claimants/counter-respondents |
Kayvan Karoon, Karoon Capit... |
Dec. 31, 2010
Nov. 19, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Preliminary Injunction Granted |
Securities and Exchange Com... |
Dec. 6, 2014
Nov. 10, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,977,840
|
$2,977,840
|
Securities and Exchange Com... |
Dec. 13, 2008
Jan. 22, 2008 |
|
|
Securities
Fraud
Verdict:
$4,023,950
|
$4,023,950
|
U.S. Securities and Exchang... |
Nov. 1, 2008
Jan. 29, 2008 |
|
|
Securities
Securities Exchange Act |
Dismissal | Edward J. Davila | Sofia Zoumboulakis v. Richa... |
Nov. 3, 2017
Sep. 22, 2017 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Phillip Parriott, as Truste... |
Mar. 1, 2014
Feb. 3, 2014 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Nabil Athanassious, Janette... |
Mar. 1, 2014
Feb. 4, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$7,700,000
|
$7,700,000
|
Construction Workers Pensio... |
Apr. 5, 2014
Mar. 17, 2014 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
Securities and Exchange Com... |
Aug. 9, 2014
Jun. 6, 2014 |
|
|
Securities
Securities Fraud |
Respondent | Michael Lancaster Garcia | David Robert Bennette v. We... |
Jan. 26, 2018
Dec. 18, 2017 |
|
Securities
Securities Fraud
Verdict:
$1,523,840
|
$1,523,840
|
Securities and Exchange Com... |
Apr. 23, 2011
Aug. 17, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$2,500,000
|
$2,500,000
|
Vinh Nguyen, individually a... |
Mar. 1, 2014
Jan. 31, 2014 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. a... |
Nov. 10, 2012
Oct. 19, 2012 |
|
|
Securities
Securities Exchange Act |
Non-monetary relief | George H. Wu | Richard Moore, derivatively... |
Aug. 12, 2022
Apr. 29, 2021 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Ralph Rugolo v. Peter Antho... |
Apr. 27, 2013
Apr. 11, 2013 |
|
|
Securities
Fraud and Gross Negligence |
Respondent | Peter H. Daly | E. Thomas Clark Jr., aka El... |
Nov. 10, 2017
Sep. 11, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Daniel B. Levine, Stacy B. ... |
Apr. 5, 2014
Mar. 20, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$1,700,000
|
$1,700,000
|
Robert Scott v. Zst Digital... |
May 4, 2013
Mar. 27, 2013 |
|
|
Securities
Negligence |
Respondent | Michael A. Carrick, Jeanna ... |
Jun. 19, 2020
Apr. 28, 2020 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Franklin, Moose Pro... |
Apr. 27, 2013
Apr. 10, 2013 |