57555 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
$2,157,243
|
$2,157,243
|
Janice L. Sperow | Donna Gambee v. David Lloyd... |
Feb. 2, 2018
Jan. 5, 2018 |
|
Securities
Securities Fraud
Verdict:
$14,900,000
|
$14,900,000
|
In Re Hot Topic Inc. Securi... |
Jul. 25, 2015
Jun. 30, 2015 |
|
|
Securities
Securities Fraud
Verdict:
$8,500,000
|
$8,500,000
|
Joe M. Wiley, individually ... |
Jul. 25, 2015
Jun. 22, 2015 |
|
|
Securities
Sex Discrimination
Verdict:
$78,262
|
$78,262
|
Wendy Austin Rea v. Wedbush... |
Dec. 18, 2010
Nov. 11, 2010 |
|
|
Securities
Expungement |
Expungement | Kevin K. Forrester | Breanne Polonia fka Breanne... |
Jan. 25, 2019
Dec. 4, 2018 |
|
Securities
Expungement |
Expungement | Herbert Liberman | Alvin Sanders v. Ameriprise... |
Feb. 16, 2018
Dec. 6, 2017 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Claimants |
Marion Thomas Risner, indiv... |
Aug. 21, 2010
Aug. 3, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$33,000,000
|
$33,000,000
|
Haywood S. Gilliam Jr. | Greg Fleming, individually ... |
Jun. 24, 2022
Mar. 31, 2022 |
|
Securities
Commodities |
Dismissal | M. James Lorenz | Hodl Law PLLC v. Securities... |
Nov. 10, 2023
Jul. 28, 2023 |
|
Securities
Breach of Fiduciary Duty
Verdict:
$37,500,000
|
$37,500,000
|
Jeffrey Schulein, et al. v.... |
Feb. 13, 2016
Mar. 16, 2015 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Laura J. Bogolin, Roy Lee H... |
Jan. 14, 2012
Dec. 13, 2011 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Mansour Matloob and Mansour... |
Jan. 19, 2013
Dec. 21, 2012 |
|
|
Securities
Fraud
Verdict:
$249,071
|
$249,071
|
Kent E. Wilson, Michael D. ... |
Jul. 8, 2006
May 10, 2006 |
|
|
Securities
Expungement |
Expungement | Walter S. Schwartz | Orion Kelly Willis v. Centa... |
Apr. 12, 2019
Feb. 27, 2019 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Robert Blakeman and Anne Bl... |
Jul. 26, 2014
Jun. 27, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$775,000
|
$775,000
|
Morrison C. England Jr. | Special Situations Fund III... |
Mar. 8, 2019
Jan. 24, 2019 |
|
Securities
Employment
Verdict:
-$1
|
-$1
Respondent |
Armando Palomino v. Wells F... |
May 31, 2014
Apr. 23, 2014 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,181,868
|
$1,181,868
|
Philip S. Gutierrez | Securities and Exchange Com... |
Jun. 18, 2021
May 7, 2021 |
|
Securities
Securities Exchange Act
Verdict:
$100,000
|
$100,000
|
John F. Walter | Securities and Exchange Com... |
Apr. 5, 2019
Feb. 25, 2019 |
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Dismissal |
In re Netflix Inc., Securit... |
Mar. 2, 2013
Feb. 13, 2013 |
|
|
Securities
Fraud
Verdict:
$91,000
|
$91,000
|
Susan Emadi v. Donald & Com... |
Aug. 21, 1999
Apr. 15, 1999 |
|
|
Securities
Securities Fraud
Verdict:
$247,000
|
$247,000
|
Lucy Mattinen, John Mattine... |
Nov. 3, 2012
Oct. 3, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$783,287
|
$783,287
|
Charles Michaels | Chad W. Whitmore and Susan ... |
Dec. 14, 2018
Nov. 20, 2018 |
|
Securities
Expungement |
Expungement | Merton E. Marks | Jason Andres Zilveti v. UBS... |
Dec. 14, 2018
Nov. 21, 2018 |
|
Securities
Expungement |
Expungement | Richard W. Vallario | Rushdi Zalatimo v. J.P. Tur... |
Dec. 14, 2018
Oct. 10, 2018 |
|
Securities
Expungement |
Expungement | George L. Tindall | Kurt Charles Jackson v. Mer... |
Feb. 1, 2019
Dec. 13, 2018 |
|
Securities
Fraud
Verdict:
$58,183
|
$58,183
|
James H. Donell, Receiver f... |
Jan. 3, 2015
Apr. 29, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$147,019
|
$147,019
|
Robert E. Jenks Jr. | Donald Adams, Eleanor M. Re... |
Oct. 6, 2017
Aug. 15, 2017 |
|
Securities
Expungement |
Jahanguir "John" Azodi v. B... |
Apr. 10, 2020
Feb. 17, 2020 |
||
|
Securities
Employment |
Expungement | Jeffrey R. Jury | Kevin Brooks Kugley v. Meri... |
Oct. 6, 2017
Aug. 4, 2017 |