57555 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Securities Fraud
Verdict:
$26,500,000
|
$26,500,000
|
Securities and Exchange Com... |
Feb. 27, 2016
Feb. 1, 2016 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Equitable Agreement |
Lesmir Inc. dba Rosen Prope... |
Dec. 4, 2010
Nov. 10, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$3,800,000
|
$3,800,000
|
In the Matter of SAP SE |
Feb. 20, 2016
Feb. 1, 2016 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
U.S. Securities and Exchang... |
Sep. 29, 2012
Jul. 31, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Phillip Parriott, as Truste... |
Mar. 1, 2014
Feb. 3, 2014 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Nabil Athanassious, Janette... |
Mar. 1, 2014
Feb. 4, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
John C. Wisener III, truste... |
Oct. 18, 2014
Sep. 26, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Vikki Vargas v. Sharon Kear... |
Oct. 10, 2009
Jun. 3, 2009 |
|
|
Securities
Securities Fraud
Verdict:
$2,500,000
|
$2,500,000
|
Vinh Nguyen, individually a... |
Mar. 1, 2014
Jan. 31, 2014 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. a... |
Nov. 10, 2012
Oct. 19, 2012 |
|
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Ralph Rugolo v. Peter Antho... |
Apr. 27, 2013
Apr. 11, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$1,700,000
|
$1,700,000
|
Robert Scott v. Zst Digital... |
May 4, 2013
Mar. 27, 2013 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Franklin, Moose Pro... |
Apr. 27, 2013
Apr. 10, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Defense |
Munjal Mehta, individually ... |
Oct. 25, 2014
Jun. 19, 2014 |
|
|
Securities
Breach of Promissory Note
Verdict:
$890,814
|
$890,814
|
Morgan Stanley Smith Barney... |
Apr. 20, 2013
Apr. 8, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Dismissal |
In re Velti Securities Liti... |
Nov. 14, 2015
Oct. 1, 2015 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Cynthia Siegle v. LPL Finan... |
Oct. 25, 2014
Sep. 30, 2014 |
|
|
Securities
Tort
Verdict:
$0
|
$0
|
William F. Highberger | Robert Solomon v. U.S. Trus... |
Apr. 8, 2003
Oct. 25, 2002 |
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Floyd Matheney IRA, Mary Ma... |
May 4, 2013
Apr. 12, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$685,579
|
$685,579
|
Ralph A. Cotton | Bonnie Bolle, individually ... |
Jan. 26, 2018
Dec. 20, 2017 |
|
Securities
Securities Fraud
Verdict:
$8,000,000
|
$8,000,000
|
In re Cafepress Inc. Shareh... |
Jul. 18, 2015
May 8, 2015 |
|
|
Securities
Breach of Contract
Verdict:
$435,383
|
$435,383
|
Patrick "Brian" FitzWilliam... |
Sep. 7, 2013
Aug. 15, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$2,300,000
|
$2,300,000
|
Washington Umberto Cinel v.... |
Jul. 28, 2012
Jun. 19, 2012 |
|
|
Securities
Securities Fraud
Verdict:
$129,600,000
|
$129,600,000
|
National Credit Union Admin... |
Oct. 31, 2015
Sep. 15, 2015 |
|
|
Securities
Suitability
Verdict:
-$1
|
-$1
Dismissal |
Donald Sehmel and Mary Sehm... |
Jun. 15, 2013
Jun. 3, 2013 |
|
|
Securities
Breach of Contract
Verdict:
$119,990,000
|
$119,990,000
|
Real Estate Capital Managem... |
Jun. 14, 2008
Apr. 14, 2008 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Jaleh Miller v. Wells Fargo... |
May 20, 2017
Apr. 11, 2017 |
|
|
Securities
Securities Fraud
Verdict:
$4,000
|
$4,000
|
Larry Rabineau v. Donald Al... |
May 20, 2017
Apr. 5, 2017 |
|
|
Securities
NASD
Verdict:
$1,560,000
|
$1,560,000
|
Lance R. Freed, Judith Fish... |
Nov. 11, 2006
Jan. 25, 2006 |
|
|
Securities
NASD
Verdict:
$76,600
|
$76,600
|
James S. Dickerson on behal... |
Oct. 28, 2006
Jan. 26, 2006 |