57555 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Respondent |
Kenneth A. Schilling, Lesle... |
Jun. 21, 2014
Jun. 3, 2014 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Thomas Edwin Logan v. Linco... |
Jun. 12, 2010
May 25, 2010 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Expungement |
Eliseo Alatorre v. Unionban... |
Apr. 6, 2013
Mar. 21, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$155,450
|
$155,450
|
John C. Jones v. Wells Farg... |
Jun. 12, 2010
May 20, 2010 |
|
|
Securities
Securities Fraud
Verdict:
$105,000
|
$105,000
|
Theodore Zimbelman v. Kyle ... |
Feb. 4, 2017
Dec. 1, 2016 |
|
|
Securities
Breach of Fiduciary Duty |
Respondent | Deborah Alliano v. Kelley S... |
Feb. 14, 2020
Dec. 19, 2019 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Randel Kendall, individuall... |
Feb. 20, 2010
Jan. 15, 2010 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Equitable Settlement |
Casey v. Sybase Inc., et al. |
Jul. 23, 2011
Jun. 7, 2011 |
|
|
Securities
Securities Exchange Act
Verdict:
$1,000,000
|
$1,000,000
|
Jon S. Tigar | Inchen Huang, individually ... |
Dec. 30, 2022
Aug. 29, 2022 |
|
Securities
Fraud
Verdict:
-$1
|
-$1
Respondent |
Rick Cooper v. Richard Anth... |
Jun. 21, 2014
Jun. 4, 2014 |
|
|
Securities
Fraud
Verdict:
-$1
|
-$1
Dismissal |
Stanley Levine, Charles Bri... |
Jun. 21, 2014
Jun. 11, 2013 |
|
|
Securities
NASD
Verdict:
$375
|
$375
|
Brian Barsky v. Wells Fargo... |
Dec. 23, 2006
Oct. 13, 2006 |
|
|
Securities
Breach of Duty
Verdict:
-$1
|
-$1
Defense |
Linden Pasadena Properties,... |
Jan. 8, 2011
Dec. 2, 2010 |
|
|
Securities
Securities Exchange Act
Verdict:
$482,050
|
$482,050
|
Alicia G. Rosenberg | Securities and Exchange Com... |
May 20, 2022
Apr. 11, 2022 |
|
Securities
Verdict:
$2,536
|
$2,536
|
Thomas B. Wilson v. Morgan ... |
Apr. 17, 2020
Feb. 7, 2020 |
|
|
Securities
Securities Exchange Act
Verdict:
-$1
|
-$1
Permanent Injunction |
Securities and Exchange Com... |
Dec. 19, 2015
Nov. 3, 2015 |
|
|
Securities
Securities Exchange Act |
Dismissal | Jeffrey S. White | York County on behalf of th... |
Feb. 3, 2023
Mar. 3, 2022 |
|
Securities
Expungement |
Expungement | Dean J. Dietrich | Michael Anthony Destro v. W... |
Jan. 5, 2018
Nov. 16, 2017 |
|
Securities
Securities Fraud
Verdict:
$778,333
|
$778,333
|
Dan Katz, individually and ... |
Aug. 3, 2013
Jul. 12, 2013 |
|
|
Securities
Violation of the Securities Act
Verdict:
$5,799,770
|
$5,799,770
|
Securities and Exchange Com... |
May 31, 2014
May 12, 2014 |
|
|
Securities
Negligence
Verdict:
$280,000,000
|
$280,000,000
|
Plumbers' & Pipefitters' Lo... |
May 31, 2014
May 2, 2014 |
|
|
Securities
Securities Fraud
Verdict:
$11,603,600
|
$11,603,600
|
Securities and Exchange Com... |
Feb. 25, 2017
Jan. 13, 2017 |
|
|
Securities
Fraud
Verdict:
$10,500,000
|
$10,500,000
|
Securities and Exchange Com... |
Nov. 1, 2008
Jul. 1, 2008 |
|
|
Securities
Securities Fraud
Verdict:
$18,250,000
|
$18,250,000
|
David O. Carter | In Re Merit Medical Systems... |
Jan. 21, 2022
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$458,000
|
$458,000
|
Wachovia Securities LLC v. ... |
Dec. 22, 2012
Nov. 29, 2012 |
|
|
Securities
Fraud
Verdict:
$5,000,000
|
$5,000,000
|
In re Exodus Communications... |
Nov. 1, 2008
Apr. 9, 2008 |
|
|
Securities
Securities Exchange Act |
Dismissal | Brian Barry, individually a... |
Apr. 24, 2020
Feb. 21, 2020 |
|
|
Securities
Expungement |
Expungement | Laurel L. Gothelf | Brandi Rose Stahl v. Lincol... |
Mar. 15, 2019
Jan. 22, 2019 |
|
Securities
Negligence
Verdict:
$309,750
|
$309,750
|
Paul Azarian, Loreta Azaria... |
Apr. 12, 2014
Mar. 21, 2014 |
|
|
Securities
Securities Exchange Act |
Dismissal | M. James Lorenz | James Jiao and Samuel Nunez... |
Apr. 24, 2020
Feb. 28, 2020 |