Securities,
Government,
Administrative/Regulatory
Sep. 19, 2013
SEC, private plaintiffs turn heat up on municipal bond offerings
In light of the recent wave of municipal meltdowns, the world of municipal securities regulation just got a lot more interesting.
Randall R. Lee
Partner
Cooley LLP
Securities, Litigation
Joined Cooley in February 2019. Founded WilmerHale's Los Angeles office and served for ten years as partner-in-charge. Former U.S. Securities and Exchange Commission Pacific Region director.
Michael A. Mugmon
Partner
Wilmer, Cutler, Pickering, Hale & Dorr LLP
Email: michael.mugmon@wilmerhale.com
Univ of Pennsylvania LS; Philadelphia PA
Michael is in the firm's Palo Alto office, and one of the Daily Journal's "Top 20 Under 40." He is a member of the firm's Securities Department. His practice focuses on complex commercial litigation, securities litigation, government enforcement actions, and investigations.
Joel Fleming
Associate
WilmerHale
Joel is an associate in the firm's Boston office. He is a member of the firm's Securities Department. His practice focuses on complex commercial litigation, securities litigation, government enforcement actions, and investigations.
In light of the recent wave of municipal meltdowns - including four cities in California alone - the world of municipal securities regulation just got a whole lot sexier.
Just in the last six months, the U.S. Securities and Exchange Commission has brought a series of groundbreaking cases alleging securities fraud by municipal bond issuers and public officials. In July, for instance, the SEC filed a civil complaint against Miami and its former budget director seeking financial pena...For only $95 a month (the price of 2 article purchases)
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