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Criminal

Apr. 18, 2013

Investment banker, friend plead guilty to insider trading charges

An investment banker and his college friend, both 29, pleaded guilty Tuesday to insider trading charges in the Northern District of California.

By Hadley Robinson
Daily Journal Staff Writer

An investment banker and his college friend, both 29, pleaded guilty Tuesday to insider trading charges in the Northern District of California. Jauyo Lee, a former banker in the San Francisco office of Leerink Swann LLC, disclosed privileged information to Victor Chen in 2009 and 2010 about two separate mergers of Leerink's publicly-traded clients. Chen used the information to buy stock in the companies before the mergers and sol...

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