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Perspective

Dec. 9, 2014

The next wave of data privacy enforcement

Cybersecurity risks are a growing issue for the financial sector - and regulators have taken notice. By Kevin F. Cahill and D. Brett Kohlofer


By Kevin F. Cahill and D. Brett Kohlhofer


Cybersecurity risks are a growing issue for the financial sector - and regulators have taken notice. Earlier this year, the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) announced in a Risk Alert that it would conduct examinations of over 50 registered broker-dealers and registered investment advisers, focusing on areas related to cybersecurity. In discussing the prelim...

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