Securities
Feb. 26, 2011
SEC Charges 3 in Alleged Hedge Fund Scheme
Securities and Exchange Commission lawyers in Los Angeles filed civil fraud charges against a broker-dealer in Malibu, his partner in Spain and a hedge fund trader in Canada for allegedly manipulating U.S. microcap stocks to gain more than $63 million in illicit profits.
Daily Journal Staff Writer
Securities and Exchange Commission lawyers in Los Angeles filed civil fraud charges against a broker-dealer in Malibu, his partner in Spain and a hedge fund trader in Canada for allegedly manipulating U.S. microcap stocks to gain more than $63 million in illicit profits.
The complaint alleges Florian Homm of Spain and Todd M. Ficeto of Malibu, Calif., both of Beverly Hills-based broker-dealer Hunter ...
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