Administrative/Regulatory
Nov. 22, 2016
Clients eager for attorneys with SEC background helped build practices
An increase in the number of registered investment advisers and a record-breaking year of enforcement actions by the U.S. Securities and Exchange Commission have dovetailed into an uptick in work for attorneys in white collar groups.
Daily Journal Staff Writer
An increase in the number of registered investment advisers and a record-breaking year of enforcement actions by the U.S. Securities and Exchange Commission have dovetailed into an uptick in work for attorneys in white-collar groups.
But in light of the election of Donald Trump, some of these attorneys are uncertain what the future holds for their clients in the financial industry.
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