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State Bar & Bar Associations

Mar. 27, 2004

State Bar Alert Warns of Conflicting SEC, State Rules

SAN FRANCISCO - The State Bar upped the stakes Thursday in its growing rift with the Securities and Exchange Commission. It issued an "ethics alert" warning to its members that many practitioners - not just corporate or securities lawyers - could find themselves caught in a conflict between new SEC rules and state law.

By Joel Rosenblatt
Daily Journal Staff Writer
        SAN FRANCISCO - The State Bar upped the stakes Thursday in its growing rift with the Securities and Exchange Commission. It issued an "ethics alert" warning to its members that many practitioners - not just corporate or securities lawyers - could find themselves caught in a conflict between new SEC ru...

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