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Focus (Forum & Focus)

Jan. 26, 2008

Disabling The Defense

Forum Column - By Kevin Martin and Kara Suro - Proposed changes to the way the SEC approaches settlements of potential enforcement actions could undermine defense counsel's ability to effectively negotiate a resolution.

FORUM COLUMN

By Kevin Martin and Kara Suro
This article appears on Page 6.

      Securities and Exchange Commission Chairman Christopher Cox has proposed a new process for the SEC to approach settlements of potential enforcement actions involving companies and individuals, a move that could impact defense counsel's ability to effectively negotiate a resolution of enforcement recommendations with commission staff attorneys.
&n...

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