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Law Practice

Jun. 10, 2014

Morgan Lewis advises Wedbush in SEC charges

Wedbush Securities has tapped Morgan, Lewis & Bockius LLP to defend it against Securities and Exchange Commission charges filed Friday that the Los Angeles-based investment firm violated a rule limiting unfettered access to trading exchang


By Alex Shively


Daily Journal Staff Writer


LOS ANGELES - Wedbush Securities Inc. has tapped Morgan, Lewis & Bockius LLP to defend it against Securities and Exchange Commission charges filed Friday that the Los Angeles-based investment firm violated a rule limiting unfettered access to trading exchanges.


The market-access rule requires broker-dealers to control the risks presented to the market when they grant customers special access to tr...

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