Technology & Science
Sep. 17, 2016
Regulators stepping up FinTech actions
With a number of U.S. and global regulatory agencies advancing theories to support their jurisdiction and compliance demands in the FinTech space, financial institutions that want to innovate in the FinTech space are searching for guidance. By Joseph A. Valenti and Samuel P. Reger
Financial technology companies, aka "FinTech," face a complex legal scheme in the United States that was designed for Wall Street but which now applies to Main Street. Several federal agencies exercise overlapping jurisdiction and extensive authority to both enforce the law and interpret the governing statutes through regulations using the expertise of their regulatory personnel. Sometimes, it is clear th...
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