This is the property of the Daily Journal Corporation and fully protected by copyright. It is made available only to Daily Journal subscribers for personal or collaborative purposes and may not be distributed, reproduced, modified, stored or transferred without written permission. Please click "Reprint" to order presentation-ready copies to distribute to clients or use in commercial marketing materials or for permission to post on a website. and copyright (showing year of publication) at the bottom.
Subscribe to the Daily Journal for access to Daily Appellate Reports, Verdicts, Judicial Profiles and more...

Securities

Jan. 21, 2006

Questions Remain over New Corporate Penalty Standards

Focus Column - By William F. Sullivan and Morgan J. Miller - On Jan. 4, a unanimous Securities and Exchange Commission led by recently appointed Chairman Christopher Cox announced principles governing when and how it will impose financial penalties on companies.

        
Focus Column

By William F. Sullivan and Morgan J. Miller
        
        On Jan. 4, a unanimous Securities and Exchange Commission led by recently appointed Chairman Christopher Cox announced principles governing when and how it will impose financial penalties on companies.
 ...

To continue reading, please subscribe.
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$795 for an entire year!

Or access this article for $45
(Purchase provides 7-day access to this article. Printing, posting or downloading is not allowed.)

Already a subscriber?

Enewsletter Sign-up