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Securities

Jan. 12, 2006

Broker Will Pay $153 Million to Settle Charges

LAS VEGAS - The president of a now-defunct Las Vegas broker-dealer company has agreed to pay $153 million, including a record civil penalty, to settle charges that he defrauded mutual-fund investors through improper trades.

By Anna Oberthur
Daily Journal Staff Writer
        LAS VEGAS - The president of a now-defunct Las Vegas broker-dealer company has agreed to pay $153 million, including a record civil penalty, to settle charges that he defrauded mutual-fund investors through improper trade...

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