Securities
Jul. 11, 2013
Radio host and financial adviser banned by SEC from associating with brokers, dealers
Raymond J. Lucia, a nationally syndicated radio host and San Diego-based financial adviser known for his "Buckets of Money" retirement strategy was banned by the Securities and Exchange Commission from associating with investment advisers, brokers or dealers.
By Henry Meier
Daily Journal Staff Writer
A nationally syndicated radio host and San Diego-based financial adviser known for his "Buckets of Money" retirement strategy was banned by the Securities and Exchange Commission from associating with investment advisers, brokers or dealers.
A copy of Monday's decision by Administrative Law Judge Cameron Elliot obtained by the Daily Journal shows Raymond J. Lucia and his former company, Raymond J. Lucia Compa...
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