Law Practice
Sep. 18, 2007
SEC Drafts Shortlist for Head of Regional Office in L.A.
LOS ANGELES - The Securities and Exchange Commission has assembled a shortlist of potential candidates to head the agency's regional office in Los Angeles, a position with oversight of all investigations, enforcement actions and inspections in Southern California, Arizona, Nevada and Hawaii.
Daily Journal Staff Writer
LOS ANGELES - The Securities and Exchange Commission has assembled a shortlist of potential candidates to head the agency's regional office in Los Angeles, a position with oversight of all investigations, enforcement actions and inspections in Southern California, Arizona, Nevada and Hawaii.
A handful of lawyers are vying for the positio...
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