Government
Dec. 19, 2009
Documents Reveal SEC's Failure to Fix Internal Faults
Regulators failed to implement more than 200 recommendations to clean up the internal misconduct and systemic problems turned up by investigators, according to the Project on Government Oversight.
Daily Journal Staff Writer
WASHINGTON - The Securities and Exchange Commission has failed to implement more than 200 recommendations to clean up the internal misconduct and systemic problems found by investigators, according to documents made public on Thursday by a government watchdog group.
The documents, obtained by the Project on Government Oversight, show that the SEC has not acted on prescriptions its in...
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$795 for an entire year!
Or access this article for $45
(Purchase provides 7-day access to this article. Printing, posting or downloading is not allowed.)
Already a subscriber?
Sign In