Securities
Sep. 28, 2011
The SEC’s heightened scrutiny of multiple representations
Lawyers representing multiple parties in SEC investigations beware - the SEC has its eye on you. By Andrew J. Dunbar of Sidley Austin LLP
Lawyers representing multiple parties in investigations by the U.S. Securities and Exchange Commission better beware - the SEC has its eye on you. In a June 2011 speech, Enforcement Director Robert Khuzami warned that the Enforcement Division will be taking closer looks at multiple, yet seemingly adverse, representations. In particular, Khuzami noted that recently, they have seen troubling situations involving potential conflicts, and that the...
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