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Perspective

Feb. 2, 2013

Are fears about the SEC's discipline regime justified?

Lawyers fret. It's in their nature. Lawyers who practice before the Securities and Exchange Commission have at times fretted about the double gauntlet of disciplinary authority they face. By Jasmine Singh


By Jasmine Singh

CALIFORNIA PRACTICE: This is a monthly column devoted to the issues that impact California attorneys, both in-house and outside counsel, in their daily practices. For more information, please visit www.arnoldporter.com.

Lawyers fret. It's in their nature. Lawyers who practice before the Securities and Exchange Commission have at times fretted about...

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