Securities,
Civil Litigation,
Corporate
Nov. 15, 2018
Executive accused of insider trading settles SEC case
An executive accused of insider trading will pay $1.5 million to settle a Securities and Exchange Commission case against him, according to a new agreement.
SANTA ANA -- An executive accused of insider trading will pay $1.5 million to settle a Securities and Exchange Commission case against him, according to a new agreement.
The proposed final judgment regarding James V. Mazzo, filed this week, is awaiting the signature of U.S. District Judge David O. Carter of Santa Ana.
Under the agre...
To continue reading, please subscribe.
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$795 for an entire year!
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$795 for an entire year!
Or access this article for $45
(Purchase provides 7-day access to this article. Printing, posting or downloading is not allowed.)
Already a subscriber?
Sign In
Enewsletter Sign-up
Related Content
Securities, Civil Litigation, Criminal
Federal judge demands ‘complete transparency’ in insider trading settlement
Dec. 6, 2018
By Meghann Cuniff
By Meghann Cuniff
Civil Litigation, Government, Criminal
Criminal insider trading charges dropped after a series of impromptu hearings
Dec. 10, 2018
By Meghann Cuniff
By Meghann Cuniff
