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Securities

Feb. 2, 2023

SEC enforcement chief wants cases resolved appropriately, quickly

Penalties must exceed business cost, Gurbir Grewal tells conference.

CORONADO — Following a year in which the U.S. Securities and Exchange Commission collected a record $6.4 billion in penalties, its director of enforcement on Wednesday emphasized the importance of financial remedies, during a panel discussion at a securities law conference.

“Remedies are one of our most important tools,” Gurbir Grewal said, and urged attorneys to cooperate with SEC inquiries.

Financial penalties,...

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