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Securities
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U.S. Securities and Exchange Commission v. Barry

Ruling by

Richard R. Clifton

Lower Court

USDC Central District of California

Lower Court Judge

Dean D. Pregerson

Sales agents' actions--in promoting and selling life settlements' fractional interests--met the Security Exchange Act's definition of "securities" and thus violated securities laws.





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Judge Profile

Richard R. Clifton
Oct. 2, 2006

Richard R. Clifton

Senior Circuit Judge
Even on Dusty Ball Fields of Youth, His Eye Was on the Law

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