57608 Rulings
| Topic | Verdict | Judge / ADR | Case Name | Published / Result |
|---|---|---|---|---|
Securities |
||||
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Defense |
Dan Katz, Peter Van Nuis an... |
Dec. 31, 2011
Dec. 6, 2011 |
|
|
Securities
Violation of the Securities Act
Verdict:
-$1
|
-$1
Defense |
U.S Securities and Exchange... |
Jan. 4, 2014
Dec. 10, 2013 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
$1,137,920
|
$1,137,920
|
Karen Lamoreaux, Karen Lamo... |
Apr. 13, 2013
Mar. 27, 2013 |
|
|
Securities
Expungement |
Respondent | Cynthia Mary Couyoumjian v.... |
Mar. 13, 2020
Nov. 8, 2019 |
|
|
Securities
Securities Fraud
Verdict:
$3,800,000
|
$3,800,000
|
In the Matter of SAP SE |
Feb. 20, 2016
Feb. 1, 2016 |
|
|
Securities
Securities Exchange Act
Verdict:
$192,768
|
$192,768
|
Mark C. Scarsi | Securities and Exchange Com... |
Jan. 29, 2021
Nov. 24, 2020 |
|
Securities
Breach of Contract
Verdict:
$607,568
|
$607,568
|
UBS Financial Services Inc.... |
Jan. 4, 2014
Dec. 11, 2013 |
|
|
Securities
Securities Fraud
Verdict:
-$1
|
-$1
Defense |
U.S. Securities and Exchang... |
Sep. 29, 2012
Jul. 31, 2012 |
|
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Expungement |
Phillip Parriott, as Truste... |
Mar. 1, 2014
Feb. 3, 2014 |
|
|
Securities
Stocks
Verdict:
-$1
|
-$1
Expungement |
Nabil Athanassious, Janette... |
Mar. 1, 2014
Feb. 4, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Floyd Matheney IRA, Mary Ma... |
May 4, 2013
Apr. 12, 2013 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Plaintiff |
California State Teachers R... |
Apr. 2, 2011
Feb. 25, 2011 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement | Donald N. Tolin | Linda Manderino, in her Cap... |
Jan. 18, 2019
Sep. 14, 2018 |
|
Securities
Breach of Promissory Note
Verdict:
$890,814
|
$890,814
|
Morgan Stanley Smith Barney... |
Apr. 20, 2013
Apr. 8, 2013 |
|
|
Securities
Breach of Fiduciary Duty |
Expungement Denied | Thaddeus J. Tecza | Roger Scott Talman and Cath... |
Mar. 15, 2019
Jan. 21, 2019 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
Jeffrey Franklin, Moose Pro... |
Apr. 27, 2013
Apr. 10, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$1,700,000
|
$1,700,000
|
Robert Scott v. Zst Digital... |
May 4, 2013
Mar. 27, 2013 |
|
|
Securities
Securities Fraud
Verdict:
$3,150,000
|
$3,150,000
|
Phyllis J. Hamilton | In re Rocket Fuel Inc. Secu... |
Mar. 23, 2018
Aug. 28, 2017 |
|
Securities
Negligence
Verdict:
-$1
|
-$1
Expungement |
Ralph Rugolo v. Peter Antho... |
Apr. 27, 2013
Apr. 11, 2013 |
|
|
Securities
Expungement
Verdict:
-$1
|
-$1
Expungement |
Charles Schwab & Co. Inc. a... |
Nov. 10, 2012
Oct. 19, 2012 |
|
|
Securities
Commodities
Verdict:
-$1
|
-$1
Dismissal |
Richard S. Bondar, as Trust... |
Jun. 25, 2011
|
|
|
Securities
Securities Fraud
Verdict:
$2,500,000
|
$2,500,000
|
Vinh Nguyen, individually a... |
Mar. 1, 2014
Jan. 31, 2014 |
|
|
Securities
Breach of Promissory Note
Verdict:
$439,507
|
$439,507
|
Wells Fargo Advisors LLC f/... |
May 18, 2013
May 2, 2013 |
|
|
Securities
Securities Exchange Act
Verdict:
$30,000,000
|
$30,000,000
|
Jeffrey S. White | In re Wageworks Inc. Securi... |
Jul. 2, 2021
May 3, 2021 |
|
Securities
Breach of Contract
Verdict:
-$1
|
-$1
Respondent |
John Brasfield v. Ameripris... |
Jun. 21, 2014
Jun. 2, 2014 |
|
|
Securities
Breach of Fiduciary Duty
Verdict:
-$1
|
-$1
Expungement |
Lisa Ann Detanna v. Margare... |
Apr. 16, 2011
Feb. 25, 2011 |
|
|
Securities
Expungement |
Expungement | Dean J. Dietrich | Michael Anthony Destro v. W... |
Jan. 5, 2018
Nov. 16, 2017 |
|
Securities
Securities Fraud
Verdict:
$7,000,000
|
$7,000,000
|
Beth L. Freeman | In re Extreme Networks Inc.... |
Apr. 5, 2019
Nov. 30, 2018 |
|
Securities
Financial Elder Abuse
Verdict:
$1,797,054
|
$1,797,054
|
A. Joel Klein | Agatha Dancy, individually ... |
Sep. 8, 2017
Jul. 12, 2017 |
|
Securities
Breach of Promissory Note
Verdict:
$34,800
|
$34,800
|
Nancy J. Spieczny | Wells Fargo Advisors LLC v.... |
Aug. 25, 2017
Jul. 11, 2017 |