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Securities,
Government,
Administrative/Regulatory

Jun. 3, 2016

SEC taking hard look at private equity

In recent months, through public statements by commissioners and other senior officials and enforcement actions, the Securities and Exchange Commission has demonstrated its intensifying enforcement focus on private equity firms.

Nicolas Morgan

Partner
Paul Hastings LLP

Phone: (213) 683-6181

Email: nicolasmorgan@paulhastings.com

Nicolas is a partner in the firm's Litigation Department. He served as senior trial counsel in the SEC's Los Angeles office.

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Sam S. Puathasnanon

515 S Flower St Fl 25
Los Angeles , California 90071

Loyola Law School

Sam Puathasnanon is former trial counsel in the SEC’s Los Angeles office. He is of counsel in the Litigation Department of Paul Hastings LLP.

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Thomas A. Zaccaro

Senior Counsel
Hueston Hennigan LLP

Phone: (213) 788-4039

Email: tzaccaro@hueston.com

Boston College Law School

Thomas is a partner in the firm's Litigation Department. He served as regional trial counsel in the SEC's Los Angeles office.

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In recent months, through public statements by commissioners and other senior officials and enforcement actions, the Securities and Exchange Commission has demonstrated its intensifying enforcement focus on private equity firms. Most recently, Andrew Ceresney, the director of the SEC's Division of Enforcement, addressed a gathering of securities and in-house professionals to explain the SEC's newest enforcement priority. His statements, combined with recent SEC enforcement actions, leave n...

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