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Sam S. Puathasnanon

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515 S Flower St Fl 25
Los Angeles , California 90071

Loyola Law School



Columns
Securities, Civil Litigation, Government, Corporate, Appellate Practice, Administrative/Regulatory Securities, Government, Corporate, Administrative/Regulatory Corporate U.S. Supreme Court, Securities, Government, Administrative/Regulatory Securities, Government, Administrative/Regulatory Securities, Government, Administrative/Regulatory
Title Category Published
DC Circuit ruling confirms split on SEC’s use of in-house judgesJul. 10, 2017
Year in review: the SEC in 2016 Jan. 24, 2017
Insider trading conviction likely to stick Oct. 13, 2016
Justices to weigh tippee liability Oct. 6, 2016
SEC taking hard look at private equity Jun. 3, 2016
2015 a record year for the SEC Jan. 12, 2016

Verdicts & Settlements
Case Name Topic Role Published
Securities and Exchange Commission v. Angelo Mozilo, David Sambol, Eric Sieracki Securities Plaintiff Nov. 6, 2010
Securities, Civil Litigation, Government, Corporate, Appellate Practice, Administrative/Regulatory Securities, Government, Corporate, Administrative/Regulatory Corporate U.S. Supreme Court, Securities, Government, Administrative/Regulatory Securities, Government, Administrative/Regulatory Securities, Government, Administrative/Regulatory
Title Category Published
DC Circuit ruling confirms split on SEC’s use of in-house judgesJul. 10, 2017
Year in review: the SEC in 2016 Jan. 24, 2017
Insider trading conviction likely to stick Oct. 13, 2016
Justices to weigh tippee liability Oct. 6, 2016
SEC taking hard look at private equity Jun. 3, 2016
2015 a record year for the SEC Jan. 12, 2016
Case Name Topic Role Published
Securities and Exchange Commission v. Angelo Mozilo, David Sambol, Eric Sieracki Securities Plaintiff Nov. 6, 2010
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