Securities,
Government,
Administrative/Regulatory
Jan. 12, 2016
2015 a record year for the SEC
Last year, the SEC filed a record 807 enforcement actions and obtained orders totaling $4.2 billion in disgorgement and penalties.
Nicolas Morgan
Partner
Paul Hastings LLP
Phone: (213) 683-6181
Email: nicolasmorgan@paulhastings.com
Nicolas is a partner in the firm's Litigation Department. He served as senior trial counsel in the SEC's Los Angeles office.
Sam S. Puathasnanon
515 S Flower St Fl 25
Los Angeles , California 90071
Loyola Law School
Sam Puathasnanon is former trial counsel in the SEC’s Los Angeles office. He is of counsel in the Litigation Department of Paul Hastings LLP.
Thomas A. Zaccaro
Senior Counsel
Hueston Hennigan LLP
Phone: (213) 788-4039
Email: tzaccaro@hueston.com
Boston College Law School
Thomas is a partner in the firm's Litigation Department. He served as regional trial counsel in the SEC's Los Angeles office.
Last year, the Securities and Exchange Commission bolstered its already strong enforcement record under Chair Mary Jo White. It filed a record 807 enforcement actions in FY2015 and obtained orders totaling $4.2 billion in disgorgement and penalties. These numbers mark the third successive year that the SEC has increased its enforcement results under White's leadership.
White, a former U.S. attorney, continued her "broken windows" approach to enforcement, under which the SEC pursues...
For only $95 a month (the price of 2 article purchases)
Receive unlimited article access and full access to our archives,
Daily Appellate Report, award winning columns, and our
Verdicts and Settlements.
Or
$795 for an entire year!
Or access this article for $45
(Purchase provides 7-day access to this article. Printing, posting or downloading is not allowed.)
Already a subscriber?
Sign In